In 1989 the Securities Exchange Commission adopted Rule 15c2-12 to improve disclosure practices in the municipal marketplace. General Rules and Regulations promulgated under the Securities Exchange Act of 1934 are available at http://www.law.uc.edu/CCL/34ActRls/rule15c2-12.html

In 1994 the Securities and Exchange Commission adopted amendments to Rule 15c2-12 prohibiting the underwriting and subsequent recommendation of securities for which adequate information is not available. Amendments to Rule 15c2-12 are available at http://www.sec.gov/rules/final/adpt6.txt

“Debt Management Recommended Practices – Using a Web Site for Disclosure”, Government Finance Officers Association 2002 is available at http://www.gfoa.org/services/rp/debt/debt-using-web.pdf

“Disclosure Handbook for Municipal Securities”, National Federation of Municipal Analysts, 1992 Update is available at http://www.nfma.org/disclosure.php

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